Overview

As a Senior SOX Tester within the SOX Centre of Excellence (CoE), you will be responsible for executing SOX compliance activities across an assigned portfolio building deep end-to-end process knowledge and subject matter expertise while supporting the ongoing maturity of the SOX program.

Working closely with the Team Lead, you will perform and coordinate SOX testing activities, assess control design and operating effectiveness, support control health checks, identify control deficiencies, and assist with remediation efforts. You will partner with control owners and business stakeholders to promote strong control practices, improve SOX awareness, and deliver high-quality and consistent compliance outcomes.

The role will also support the operational development of the SOX CoE through governance reporting, GRC administration, process standardisation, and continuous improvement initiatives, helping establish a scalable, repeatable, and sustainable SOX operating model that supports the organisations long-term compliance objectives.

Key Accountabilities and main responsibilities





Strategic Focus
- Develop robust knowledge of assigned business processes, risks, controls, and regulatory requirements.
- Support the maturity of the SOX CoE by applying standardised, repeatable, and sustainable SOX practices.
- Contribute improvement opportunities, lessons learned, and insights to enhance program effectiveness.
- Build subject matter expertise within assigned portfolios to support risk identification and control assessment.
- Support SOX planning activities, including risk assessments, scoping reviews, and walkthroughs.
- Contribute to the enhancement of SOX governance, reporting, and GRC capabilities through process improvements, standardisation, and automation initiatives.

Operational Management
- Execute SOX testing activities in accordance with approved methodologies, timelines, and quality standards.
- Conduct walkthroughs and assess control design and operat

📌 Senior SOX Tester (Mumbai)
🏢 MUFG Pension & Market Services
📍 Mumbai