We are looking for an experienced and highly driven
Head – Operations & Risk
to lead and strengthen our broking operations, risk management framework, and regulatory compliance. The role requires complete ownership of day-to-day broking operations while ensuring operational excellence, regulatory adherence, robust risk controls, and seamless customer experience.

The ideal candidate should have extensive experience across multiple functions within a stock broking organization and possess a deep understanding of capital market operations, exchange regulations, depository operations, and risk management.

Key Responsibilities
Operations Leadership
- Lead and oversee end-to-end broking operations across Equity, F&O;, Currency, Commodity, DP, and Back Office.
- Ensure smooth execution of daily operational activities with high efficiency and accuracy.
- Establish and continuously improve operational processes, SOPs, and internal controls.
- Drive automation and process optimization to improve scalability and operational efficiency.
- Coordinate closely with Product, Technology, Finance,



Compliance, Customer Support, and Business teams.

Risk Management
- Own and strengthen the firm’s operational and market risk management framework.
- Monitor client risk exposures, margin utilization, collateral management, leverage, and settlement risks.
- Ensure timely handling of margin shortfalls, RMS alerts, position monitoring, auction risks, and exception management.
- Develop and implement robust risk policies aligned with regulatory requirements and industry best practices.
- Work closely with technology teams to enhance automated risk monitoring systems.

Regulatory Compliance
- Ensure complete compliance with SEBI, NSE, BSE, MCX, CDSL, NSDL, and Depository Participant regulations.
- Monitor implementation of regulatory circulars and operational changes.
- Coordinate regulatory inspections, audits, and exchange/depository queries.
- Ensure timely reporting, reconciliations, and

📌 Head – Operations (Delhi)
🏢 Pocketful
📍 Delhi