Position: Audit & Risk Advisory - Consultant/Assistant Manager/Manager, Mumbai
Skill Set:
Audit, Control design assessment , Asset and Wealth management, Global Markets, Capital Market , Third party Risk management , Treasury Audit, Risk control Matrix
Department: GRC - Governance Risk & Compliance
Experience: 3 to 10 years
Job Type: Full Time
Number of Positions: 10
Location: Mumbai
Job Description:
ROLE OVERVIEW:
We are seeking dynamic professionals to join our Audit Risk Advisory team. The ideal candidate will bring hands-on experience in internal audits, risk-based audit methodologies, process improvements, Performing Control design assessment (CDA) and Test of operating effectiveness (TOE) and must have a strong understanding of Asset and Wealth management (AWM), PWM, Global Market (GM), capital markets, including equity and derivative products and Finance, Third party Risk management and Treasury Audit. This role offers exposure to global clients across industries and the opportunity to work on strategic risk consulting engagements.
ROLE RESPONSIBILITIES:




• Conduct risk-based internal audits across varied functions/Banking LOB (including Asset and Wealth management (AWM), PWM, Global Market (GM), capital markets, including equity and derivative products and Finance, Third party Risk management and Treasury, Credit Risk, Operational risk Audit) and geographies conducting process consulting/ internal audit/ risk consulting.
• Undertaking process walkthroughs and prepare Risk control Matrix (RCM) for Audit execution. Assess internal controls, identify process gaps, and suggest effective improvements or agreed management action plan.
• Solid written documentation of process walkthrough, RCM, Testing and Audit observationSupported/led Audits such as Credit risk, trade management (trade confirmation, trade reconciliation, EOD controls) with strong risk and control understanding
• Interacting with Global Stakeholder and discuss the potential observation
• Prepare au

📌 Audit & Risk Advisory - Consultant/Assistant Manager/Manager, Mumbai
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📍 Mumbai