- Working with ERM team members to implement the ERM Framework, including programs such as Risk and Control Self Assessments RCSAs, the Incident Reporting Program, Issues and Actions Tracking, to drive a risk aware culture across Nasdaq.
- Facilitating risk assessments and assisting risk and control owners with the identification and assessment of key risks and mitigating controls in their business areas.
- Conducting root cause analyses on identified incidents to recommend improvements.
- Preparing reports to management, risk committees and other risk governance forums.
- Aggregating and analyzing ERM Program data to provide actionable information to management.
- Providing guidance and / or training to the process and control owners on use of Nasdaq s Governance, Risk, and Compliance (GRC) database application (Nasdaq Risk Gateway).
- Participating as a key user of the integrated GRC platform to ensure the system provides the appropriate level of support and efficiencies for the ERM program.
- Effectively communicating with broader global Risk team and partnering with peers to ensure consistency of approach and awareness of issues, challenges, and opportunities.
- Supporting compliance with the Nasdaq s Business Continuity and Crisis Management Policy including assisting in the development of Business Continuity Plans and facilitating Crisis Management exercises.
- Executing risk management training and promoting a pro-active risk culture.
- Communicating risk objectives, framework, and policies to internal and external audiences as appropriate.
- Pro-actively engaging Internal Audit, SOX, Compliance, Information Security, Supplier Risk Management, Business Continuity and other assurance functions to support an integrated approach to risk management.