About the Role
We are seeking energetic professionals to join our Internal Audit practice, focused exclusively on the Financial Services sector. The role involves delivering risk-based internal audits, process reviews, control assessments, and regulatory compliance reviews for Banking, NBFC, Insurance, Capital Markets, FinTech, and other Financial Services clients.
The candidate will work closely with client management teams to evaluate business processes, identify control gaps, assess risks, and recommend practical solutions to strengthen governance and operational effectiveness.
Key Responsibilities
Consultant
Execute Internal Audit and Risk Advisory assignments for Financial Services clients.
Perform risk assessments, process walkthroughs, and control evaluations.
Conduct testing of operational, financial, and regulatory controls.
Identify process gaps, control deficiencies, and areas for improvement.
Prepare audit workpapers, issue logs, and audit reports.
Support discussions with client stakeholders and process owners.
Assist in tracking and validating remediation of audit findings.
Ensure timely delivery of projects while maintaining quality standards.
Stay updated on regulatory developments impacting the Financial Services industry.
Assistant Manager
In addition to the above:
Lead Internal Audit engagements and manage project execution.
Supervise and review work performed by team members.
Drive client interactions and stakeholder management.
Review audit observations and provide value-added recommendations.
Support business development, proposal preparation, and client presentations.
Mentor junior team members and contribute to team development initiatives.
Core Areas of Work
Risk-Based Internal Audit (RBIA)
Operational Audits
Compliance Reviews
Regulatory Audits
Internal Controls Testing
SOX / IFC Reviews
Process & Controls Assessment
Risk Management Reviews
Governance Reviews
AML / KYC Reviews
Treasury & Liquidity Process Reviews
Credit & Lending Process Re