ROLEPURPOSE OBJECTIVE
- Toexecute and perform internal audit of branches as per auditmethodology/ procedures defined in Internal Audit Policy andapplicable external/regulatory requirements
- Tomaintain evidences and supporting documents and submit toRegional Audit manager after each audit completion.
- Toverify worksheet (Risk Control Matrix) scoresheet for eachbranch audit and keep in record.
- Mentornew joinees and guide them on all policy matters and Field AuditProcess.
- Tocoordinate with owning department for audit issue tracking andclosure
SIZE OF THE ROLE
FINANCIALSIZE
NON-FINANCIALSIZE
- NA
- Ensureto conduct Branch Audit as per the Audit plan
KEY DUTIES RESPONSIBILITIES OF THE ROLE
- Business/Financials
Executionof audits
- Adoptingand Implementing Risk Based audit methodology, planning the auditschedule for state/ region with the Regional Audit Manager toensure all the branches are covered in line with annual auditplan.
- Ensureto conduct/ cover process and thematic audit as and when requiredas per Annual Audit Plan.
- Efficientallocation of Audit Assignment among the team members.
- Ensureto cover scope of audit as per applicable Risk Control Matrix forBranch Banking Micro Banking audit.
- Ensuringprescribed samples are covered in each audit.
- Ensureall processes should get visited as per audit methodology forMicro banking audit.
- Reviewof Audit Work Papers.
- EnsuringSocial Service Department audit to be executed as and whenrequired.
- Ensuringaccomplishments of Monthly /Quarterly annual audit plan forallotted branches
- EnsuringBranch Fixed Asset Verification as applicable.
- Checkadherence of internal policies, processes products with theapplicable RBI rules and regulatio
📌 Audit Manager (Kolkata)
🏢 Ujjivan Small Finance Bank
📍 Kolkata
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