Job Type: PermanentApplication Deadline: 31 July 2026
Job Description
Title Senior Manager- Group Conduct - Intelligence and Operations
Department General Counsel
Location India
Reports To Head - General Counsel Shared Services
Level Grade 6
We’re proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared services team and feel like you’re part of something bigger.
About your team
The role supports the Group Conduct Intelligence and Operations team in India and Dalian. The Group Conduct Intelligence and Operations team is a part of General counsel shared services and is currently responsible for monitoring employee compliance with Fidelity’s Group Personal Conflicts, Trading and Price Sensitive Information Policies (“the Policies”).
It is also responsible for reporting breaches of these Policies as well as breaches of the Group’s Code of Conduct to senior management and Fidelity’s Boards.
About your role
The Senior Manager – Personal Account Dealing (PAD) is responsible for leading Fidelity's Personal Account Dealing programme, ensuring employee trading activities comply with internal policies, regulatory requirements, and conflict-of-interest standards. The role provides strategic oversight of monitoring, investigations, reporting, controls, and continuous improvement initiatives while managing a team of compliance professionals.
The role works closely with Compliance, Risk, Legal, HR, Internal Audit, and senior business stakeholders to identify, assess, and mitigate employee conduct risks.
Personal Account Dealing Oversight
- Lead the end-to-end Personal Account Dealing monitoring programme.
- Oversee employee trading surveillance and pre-clearance processes.
- Ensure adherence to Personal Account Dealing, Personal Conflicts, and Price Sensitive Information policies.
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📌 Senior Manager- Group Conduct (Gurugram)
🏢 475 FIL Asia Holdings Pte Ltd HK Branch
📍 Gurugram
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