Regulatory Compliance & Risk Management
Stay updated with stock market regulations and implement compliance requirements.
Develop and maintain compliance policies and procedures.
Assess compliance risks for current products, services, and business activities, and implement risk mitigation strategies.
Transaction Monitoring & Internal Controls
Monitor transactions to identify irregularities, unusual activities, or compliance violations.
Investigate flagged transactions and resolve compliance issues.
Establish internal controls and conduct periodic audits to ensure policy compliance and improve control effectiveness.
Training, Reporting & Documentation
Conduct compliance training and promote awareness of regulatory requirements across the organization.
Prepare and submit compliance reports to management and regulatory authorities.
Maintain accurate records of compliance policies, procedures, investigations, and related documentation.
About Company: Aawas Yojana, a dedicated platform committed to turning dreams of permanent residence into reality for those in need. Our mission is to provide affordable housing solutions to underprivileged and deserving families.