Associate - KYC (Mumbai)

Associate - KYC (Mumbai)

13 Aug
|
BNP Paribas
|
Mumbai

13 Aug

BNP Paribas

Mumbai

Job Title: Associate - KYC

Date
2024

Department
CEP

Business Line / Function
KYC due diligence

Reports To
(Direct)

Manager

Grade
(if applicable)

NA

(Functional)

Number Of Direct Reports
NA

Directorship / Registration
NA

About Business Line/Function
The KYC Due Diligence team in ISPL is responsible for the Preparation of files due for periodic reviews (Recertification) for existing customers and (Onboarding) for new clients of BNP Paribas across multiple countries across APAC, EMEA and America. It is extended team working with onshore counterpart to support completion of KYC on all existing and recent clients of BNP Paribas.

Position Purpose
The KYC Due Diligence team in ISPL is responsible for the Preparation of files due for periodic reviews (Recertification) for existing customers and (Onboarding) for new clients of BNP Paribas across multiple countries across APAC, EMEA and America. It is extended team working with onshore counterpart to support completion of KYC on all existing and new clients of BNP Paribas.

Responsibilities




- Preparation of Compliance Documents for recertificatio
- Recertify the KYC forms (Due Diligence Package) for completion,
- Obtain mandatory documents and reports as per KYC requirements.
- Perform necessary checks (3rd parties, website, and stock exchange) to complete the recertification preparation, including checks against local and global blacklists.
- Contact SBO to collect missing documents, opinions and sign off.
- Get KYC forms and mandatory documents validated by onshore Due Diligence team.
- Ensure data and documents are entered (scanned and archived) into systems properly.
- Ensure client files pass all quality and control reviews.
- Upon approval forward Due Diligence Information to Static Data Team for maintenance
- Escalate concerns / issues as needed.
- Communicate within the team, Compliance, the business and IT.

Contributing Responsibilities
- Contribute to the implementation of Permanent Control policies and pr

📌 Associate - KYC (Mumbai)
🏢 BNP Paribas
📍 Mumbai

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