Position Specifications:

Corporate Title

Analyst

Functional Title

Analyst

Experience

1-4-years of relevant experience

Qualification

MBA or CA preferred. Prior educational background in Finance would be an added
advantage

Role & Responsibilities:

The GMCO Powai team serves as a strategic hub, working in close partnership with
Regional GMCO teams to strengthen global supervisory capabilities and drive
control excellence.

The 3 core pillars of the role are summarised as:

Supervision Framework:

* Manage and evolve the GM Supervision Framework and tools (dashboards, MI and
reporting and key governance)

* Support regional teams with implementation of key aspects of Supervision
Framework
* Coordinate with relevant functions across the organisation to provide
required tools and data for Key Risk Indicators (KRI).
* Drive standardization of framework practices across regions
* Support the review of GM Policies and Procedures

Non-Financial Risk Identification and Escalation:

* Investigation of operational risk and conduct events as required




* Monitor and analyse control failures and conduct breaches

Conduct & Control Enhancement:

* Maintenance of the GM Key Supervisory Controls (KSC)
* Maintain the conduct risk breach log in line with regional requirements
* Execute User Acceptance Testing for recent systems and processes
* Engage in non-financial risk projects to remediate or mitigate control issues

Mind Set:

Mandatory

Desired

Domain

* Basic understanding of non-financial risk and controls and Supervision domain
* Conceptual understanding of Investment Banking and Financial market products
(Equities, Fixed Income and FX)
* Organised approach to work with attention to detail
* Strong stakeholder engagement and relationship management skills, with
ability to operate effectively at all levels across Global Markets and
Wholesale division, and adapt to work with diverse stakeholder groups across
multiple regions
* Ability to prioritize high volumes of delivera

📌 Control Office (Mumbai)
🏢 Nomura Holdings
📍 Mumbai