JOB DESCRIPTION

Purpose of the role

To assist and review regulated entity authorisations applications to oversee
that they are valid, complete, and compliant with all applicable policies and
procedures. Investigating and raise unauthorised regulated entity incidents
potentially operating outside of its licence.

Accountabilities

* Identification and assessment of potential risks associated with regulated
entity authorisations and implement risk mitigation strategies to safeguard
the banks and its customers’ interests.
* Investigation of potential incidents of unauthorised regulated activities and
recommending corrective actions and process improvements.
* Provision of training to colleagues on how to request UK entity
authorisations.
* Management of the single depositary (Global Entity Authorisations Register)
of regulated entities authorisations status and its licences data by
reviewing and approving or denying access requests, as well as maintaining
accurate records of all authorisations.
* Development and implementation of regulated entity authorisation policies




standards and procedures relating to regulated entities business activities
and licences.
* Development and implementation of authorisations controls supplementary to
Business controls.
* Provide SME advice and assistance across Barclays on matters that relating to
UK Authorisations requirements and internal Barclays governance requirements.

Vice President Expectations

* To contribute or set strategy, drive requirements and make recommendations
for change. Plan resources, budgets, and policies; manage and maintain
policies/ processes; deliver continuous improvements and escalate breaches of
policies/procedures..
* If managing a team, they define jobs and responsibilities, planning for the
department’s future needs and operations, counselling employees on
performance and contributing to employee pay decisions/changes. They may also
lead a number of specialists to influence the operations of a departme

📌 VP- Regulatory Authorization and Permissions (Pune)
🏢 Barclays
📍 Pune