Job Title: Compliance Officer Location: Mumbai, India Company: M/s CD Equifinance Private Limited (Middle Layer NBFC) Experience: 10-12 Years Salary (CTC): 12 Lakhs-14 Lakhs Education Qualification: Company Secretary Language Know: Hindi and English

Job Summary: We are seeking a highly qualified and experienced Compliance Officer to oversee all compliance activities for our NBFC operations. The ideal candidate will ensure that our organization adheres to all applicable legal standards, RBI regulations, Companies Act compliance and internal policies while facilitating transparent communication with regulatory bodies. This position is critical for safeguarding the company from legal risks and ensuring 100 percent compliance with the regulatory requirements.
Key Responsibilities
- Regulatory Compliance: Ensure full compliance with RBI regulations for Middle Layer NBFCs, including reporting requirements, audits, and adherence to the applicable laws.
- Policy Implementation: Develop, implement, and update internal compliance (all relevant)



policies and procedures to align with regulatory and company standards.
- Risk Management: Identify potential compliance risks and take preventive measures to mitigate them.
- Audit Coordination: Liaise with internal and external auditors to conduct periodic compliance audits and address any discrepancies or non-conformance issues.
- Monitoring: Oversee the monitoring of business activities to ensure compliance with all relevant laws, regulations, and company policies.
- Reporting: Prepare and submit timely reports to regulatory authorities, including filings with RBI and other regulatory bodies.
- Training Development: Conduct training sessions for employees to increase awareness of compliance protocols and regulatory updates.
- Regulatory Liaison: Act as the primary point of contact for all regulatory authorities, including RBI and other regulatory bodies.
- Documentation: Maintain updated records and documentation of all compliance

📌 Compliance Officer (Mumbai)
🏢 Rekrut India
📍 Mumbai