Role & responsibilities
- Develop & maintain a comprehensive understanding of regulatory compliance
requirement (RBI/ NHB/MCA / Any other regulatory bodies compliances)
- Periodic review of compliance functions / Processes / Returns / directions
- Timely highlighting findings with stakeholders / process owners for corrective &
preventive action
- Reporting to management
- Tracking of open issues to get timely closures.
Preferred candidate profile
Knowledge of RBI, NHB, MCA & SEBI Understanding of relevant regulatory
requirements applicable for NBFCs.
- Communication Skills: Positive written and verbal communication skills for effective
reporting and collaboration.
- Problem-solving Skills: Ability to identify, analyse, and resolve audit issues and
recommend solutions.
- Technical Skills: Proficiency in MS Office & related financial system.
Experience: 1-5 years of working experience in Compliance function or Compliance review
- NBFC Expertise: Familiarity with NBFC regulatory requirement under RBI / NHB guidelines
📌 Compliance Auditor (Mumbai)
🏢 Capri Global Capital (CGCL)
📍 Mumbai
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