Role Summary

We are seeking a highly motivated and detail-oriented Compliance Professional with relevant experience, preferably associated with a Credit Rating Agency (CRA) or working with other SEBI/RBI-

regulated entities in the financial domain. The successful candidate will be responsible for executing and monitoring compliance functions, ensuring adherence to applicable regulations, and supporting

the Chief Compliance Officer in day-to-day activities, regulatory filings, reporting, and audits. The role requires strong regulatory understanding, analytical skills, and the ability to work effectively in a fast-paced environment.

Highlights: The role offers an exciting opportunity for individuals passionate about making a meaningful impact. Exposure to full-spectrum regulatory compliance in a rapid-paced and growth-oriented environment of a leading Credit Rating Agency. Opportunity to contribute to key compliance initiatives and strengthen Organisational Governance.

Preference will be given to Immediate / Early Joiners

Primary Responsibilities:

Regulatory Compliance (SEBI,



RBI, Stock Exchanges, FIU)
- Ensure timely and accurate compliance with SEBI (CRA, LODR, ICDR, PMLA), RBI, and Stock Exchange regulations.
- Prepare, review, and submit periodic regulatory reports, returns, disclosures, and certifications.
- Monitor regulatory updates, circulars, and guidelines; assess their impact and coordinate implementation.
- Manage compliance related to listing obligations, disclosures, and information submissions to stock exchanges.
- Oversee compliance under PMLA, including KYC reviews and reporting.
- Regulatory Interaction & Correspondence: Liaise with SEBI, RBI, Stock Exchanges, FIU-IND, and other regulatory bodies as required.
- Draft and respond to regulatory communications, queries, notices, and inspection observations.
- Assist CCO in representing the organisation during regulatory inspections and interactions.
- Audit Management: Coordinate internal audits,

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