Responsibilities

Job Summary: To safeguard against Regulatory/Compliance risks and operations related to SEBI, BSE, NSE and MCX exchange for Cash, F&O; segment and Commodities segment within the regulatory/legal framework and to assist in compliance with its applicable rules & regulations as well as with Societe Generale Group policies. Also, to assist in Corporate secretarial function.

Main Responsibilities:
- To ensure filing of all regulatory reports in time with exchanges/SEBI/MCA.
- To send the circulars along with gist to all concerned departments and review circulars or guidelines issued by SEBI/Exchanges/CCP/MCA on daily basis and ensure for completion in time by coordinating with other relevant departments
- To assist Head Compliance in Policies and Procedures and also on the guidelines issued by Exchanges/SEBI.
- To co-ordinate with other departments on regulatory inspection or internal audits/inspection/regulatory reporting.
- To work with regional teams on group projects and co-ordinate with regional business line for India related market and compliance issues.



To assist in carrying out various regional reporting on timely basis.
- To prepare and update secretarial records in accordance with Company Law, provide certified true copy of resolutions and organize Board/Committee meetings and coordinate with external retainer on Secretarial matters.
- To perform surveillance checks, personal account dealing checks and various other compliance checks.
Profile required

Academic Background (degree and major):
- Eligible CS trainees who are pursuing or have completed the CS Skilled Program | Candidates who have completed the CS Professional qualification will be given preference
- NISM III A certificate (preferred)
- PGDM in Securities Market from NISM (Preferred)

Skills & Competencies required:
- Basic Knowledge of SEBI and Exchange rules & regulations, Company Law.
- Analytical thinking
- High integrity

Language Skills: English

Computer Skill: Excel,

📌 CS Industrial Trainee, Societe Generale Securities India, Mumbai
🏢 Société Générale
📍 Mumbai