Job Summary:
We are seeking a highly skilled and experienced professional to be part of the Quality Management Team in Wealth Operations, specifically focusing on Regulatory Reporting. This role involves executing and managing the Quality Assurance framework for regulatory reporting activities across multiple jurisdictions, ensuring compliance with diverse and complex regulations. The Quality Assurance Regulatory Reporting Specialist will contribute to managing the integrity and accuracy of information across a broad range of wealth management products and client portfolios. The ideal candidate will possess a solid understanding of global regulatory requirements, a keen understanding of the intricacies of wealth management, and the ability to operate effectively within a robust QA framework.
Key Responsibilities:
- Quality Assurance Execution (Regulatory Reporting):
- Execute and manage all activities for Quality Assurance for various regulatory reporting submissions.
- Design and/or perform sample testing to ensure accurate preparation and timely regulatory reports in compliance with relevant guidelines and authorities.
- Perform comprehensive data reconciliation and validation to ensure the integrity of regulatory data.
- Contribute to the oversight of Quality Assurance for regulatory reporting activities, ensuring adherence to submission deadlines and accuracy standards.
- Regulatory Compliance:
- Actively participate in the analysis and implementation of minor regulatory changes.
- Support the interpretation, assessment, and implementation of complex current or revised regulatory requirements, providing input and escalating appropriately.
- Support in managing responses to queries from Financial Authorities and internal control assessments (e.g., MCA framework) specifically related to regulatory reporting.
- Identify potential discrepancies or issues in regulatory reporting and escalate them appropriately.
- Contribute to the development, maintenance, and enhanceme
📌 AVP - Quality Management Specialist - Regulatory Reporting (Chennai)
🏢 Citi
📍 Chennai
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