Job Title: Company Secretary / Compliance Officer

Location: Mumbai

About us:

Areion group consists of boutique investment banking companies like NBFC, Assets Management, Advisory and Investment Banking, specializing in the resolution of distressed assets. We focus on providing solutions in high-growth and niche segments, prioritizing the well-being and growth of our team members. At Areion, we offer various learning and development opportunities within the group, fostering a energetic and rewarding work environment.

Summary:

The Company Secretary / Compliance Officer for our Non-Banking Financial Company (NBFC) is responsible for monitoring and ensuring organization’s compliance with company law, regulatory guidelines & stability requirement.

Key Responsibilities:
- Monitor regulatory updates from RBI and other statutory authorities, assess their impact on policies and operations, and ensure timely implementation across the organization.
- Prepare and submit periodic returns to regulators, act as the primary point of contact for regulatory queries,



and report compliance issues to the Board or Audit Committee.
- Conduct compliance testing, reviews, and internal audits; coordinate and manage RBI inspections and ensure timely closure of inspection findings.
- Conduct Board Meetings and General Meetings, including preparation of agenda, notes to agenda, minutes of meetings, and ensuring compliance with Companies Act, 2013 and Secretarial Standards.
- Provide advisory support on loan proposals, contracts, and legal matters; handle litigation matters and statutory filings with the MCA and RBI.
- Develop and implement compliance policies, manuals, and training programs; oversee conflict of interest, fair customer treatment, and market conduct standards.

Qualifications and Skills:
- Bachelor’s or Master’s degree in Law, Finance, Commerce, or a related field; Company Secretary (CS) essential.
- 5-10 years of experience in compliance, preferably in NBFCs or banking, with

📌 Company Secretary (Mumbai)
🏢 Areion Insolvency & Bankruptcy Service
📍 Mumbai