Essential Responsibilities
- Review and interpret applicable U.S. regulatory compliance requirements; assess policies, procedures, files, and transactions for compliance.
- Perform analysis, problem-solving, and sample testing of work completed by others to ensure adherence to regulations and internal policies.
- Deliver high-quality work products and provide support to team members within the service line.
- Follow the work plan defined by the Senior/Manager and meet deadlines consistently.
- Assist in providing compliance-related services to financial services and other industry clients as needed.
- Participate in calls with the U.S. onshore team to discuss progress, quality, and productivity.
- Collaborate effectively as a team player with strong interpersonal and communication skills.

Essential Qualifications & Experience
- Master’s or Bachelor’s degree in Accounting or Finance (M.Com/B.Com/MBA). A major in Banking is a plus.
- Minimum 5 years of experience in the banking industry, with solid preference for experience in reviewing and interpreting regulations, policies,



and procedures related to deposits, loans, and other banking activities.
- Solid understanding of
HMDA
and
HELOC
regulations, including data validation, reporting requirements, disclosures, lending activities, documentation reviews, and compliance monitoring.
- Hands-on experience with
TILA, TISA, and Regulation DD
compliance, including consumer and deposit account disclosures, APR/APY and interest calculations, fee disclosures, advertising compliance, and regulatory testing.
- Experience conducting compliance reviews, transaction testing, file reviews, quality assurance assessments, and identifying compliance gaps and regulatory issues.
- Prior experience working with overseas teams is desirable.
- Experience working with U.S.-based financial institutions is an added advantage.
- Ability to interpret regulatory requirements, assess operational impact, and recommend corrective actions where nec

📌 Senior Regulatory (Bengaluru)
🏢 Wipfli India
📍 Bengaluru