Ameriprise India LLP has been providing client based financial solutions to help
clients plan and achieve their financial objectives for 20 years. We are part of
Ameriprise Financial Inc., a US financial planning company headquartered in
Minneapolis with a global presence and diversified financial services leader
with more than $1.5 trillion in assets under management, administration and
advisement as of year-end 2024. The firm’s focus areas include Asset Management
and Advice, Retirement Planning and Insurance Protection.
Be part of an inclusive, collaborative culture that rewards you for your
contributions, and work with other talented individuals who share your passion
for doing great work. You’ll also have plenty of opportunities to make your mark
at the office and a difference in your community. So, if you're talented, driven
and want to work for a robust, ethical company that cares, take the next step
and create a career at Ameriprise India LLP.
Job Description
Plan and execute portions of the Risk & Control Services plan, including audit
activities and SOX/MAR/FDICIA compliance activities, present objectives and
results to various levels of management. Execute on a structured approach to
evaluate and improve the effectiveness of risk
management, control and governance processes. Identify control deficiencies,
assess exposure and significance, and propose cost effective recommendations.
Responsibilities
* Execute portions of the Risk & Control Services plan, including audit
activities and SOX/MAR/FDICIA compliance activities. Present objectives and
results to various levels of management. Execute on a structured approach to
evaluate and improve the effectiveness of risk management, control and
governance processes.
* Identify control deficiencies, assess exposure and significance, and propose
cost effective recommendations.
* Coordinate with appropriate control groups in planning and executing assigned
work. Complete work within establi