Manager / Senior Manager Vigilance & Investigations

Job Purpose

To conduct and manage vigilance investigations related to employee misconduct, fraud, corruption, policy violations, ethical breaches, and whistleblower complaints. The role will support the organization's commitment to maintaining a robust ethical culture, safeguarding assets, minimizing fraud risks, and ensuring compliance with internal policies and regulatory requirements.

Key Responsibilities

Vigilance Investigations
- Conduct vigilance investigations pertaining to employee misconduct, fraud, corruption, policy violations, unethical practices, and disciplinary matters.
- Examine complaints received through internal channels, whistleblower mechanisms, employee grievances, and other vigilance sources.
- Plan and execute investigations by gathering evidence, reviewing documents and records, conducting interviews, and analyzing relevant information.
- Prepare comprehensive investigation reports highlighting findings, root causes, risk implications, and recommendations.

Fraud Risk Management
- Identify fraud risks,



control weaknesses, and operational vulnerabilities across business functions.
- Recommend corrective and preventive measures to mitigate future occurrences of fraud, misconduct, and policy breaches.
- Support fraud risk assessments and contribute to the development of preventive vigilance frameworks and monitoring mechanisms.
- Analyze fraud patterns and emerging threats to strengthen organizational vigilance controls.

Stakeholder Coordination
- Collaborate with Business, HR, Legal, Compliance, Audit, Risk Management, and Operations teams during investigations.
- Monitor implementation of disciplinary actions, corrective measures, and management recommendations arising from vigilance cases.
- Coordinate with external agencies, law enforcement authorities, forensic experts, and regulatory bodies whenever required.

Governance & Compliance
- Ensure investigations are conducted fairly, ind

📌 Manager Vigilance (Noida)
🏢 Shivalik Small Finance Bank
📍 Noida