To be successful as an “Fixed Income Trade Surveillance Advisory”, you should have experience with:
- A proven track record in the implementation and ongoing maintenance of a Markets Surveillance program including oversight/strong contributions to the associated market abuse risk assessment process.
- Strong understanding of Market Surveillance risks/typologies, especially in the Fixed Income space, and how they present themselves in the underlying data and transaction flows of the various products traded.
- Good understanding of the power of analytics to supplement global surveillance strategies.
- Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities (e.g. MiFID II, MAR etc).
- Excellent understanding of how Compliance and its sub-functions interact with each other and the business and how Surveillance work with these areas to meet our functional objectives.
- Solid understanding of Global markets; asset classes, trading platform/venues.
- Expertise in Fixed Income and related derivatives.

📌 Fixed Income Trade Surveillance Advisory Vice President (Pune)
🏢 T D Newton & Associates
📍 Pune