Candidates are required to understand Securities and Investment Banking profile,
• Experience in Securities Operations, KYC, Client Account opening, maintenance ( Name change, Address change, PII Info) anything within securities industry or in Investment Banking will be an added advantage.
• Maintain accurate record & documentation (accepts/rejects) of client onboarding activities or/and new/existing brokerage accounts.
• Verify client information and documentation during the onboarding process
• Act as primary point of contact for operational delivery, escalations, and stakeholder coordination.
• Provide support to team and contribute to the process improvement initiatives
• Work closely with the internal stakeholders to facilitate seamless execution of business.
• Any prior experience of efficiency in line with Automation or any other tools.
• Ensure adherence to service level agreements (SLAs),
regulatory requirements, and internal quality standards.
• Well versed with creating process documentation.
• Have knowledge about KRI/KPI, metrics related to the process.
• Positive problem solving and analytical skills and numerical skills.
Required Qualifications
Desired experience 4-6 plus years of experience.
Desired Qualifications.
Experience in Account opening and Account maintenance, Account services.
Knowledge on Wealth Management & advisory services.
Key Skills & Competencies.
Securities operations and service delivery
Risk management and operational controls
Client and stakeholder management ,Client facing ,advisor/client experience.
Added advantage if - Tachyon, Alteryx, Co-pilot, Xceptor, OCR etc.,