The CoinDCX Journey: Building Tomorrow, today

At CoinDCX, we believe CHANGE STARTS TOGETHER. You are the driving force that will help us make Web3 accessible to all.

In the last six years, we have skyrocketed from being India's first crypto unicorn to carrying a community of over 125 million with us. To continue maximising the adoption and acceleration of Web3, we are now focused on developing cutting-edge products, addressing accessibility and security challenges, and bridging the gap between people and Web3 technologies.

While we go ahead and keep dominating the Web3 world, we would like to HODL you on our team! Join our team of passionate innovators who are breaking barriers and building the future of Web3. Together, we will make the complex simple, the inaccessible accessible, and the impossible possible. Boost your innovation to an ALL TIME HIGHwith us!

Inside CoinDCX's Compliance Team

Our Compliance team ensures CoinDCX operates with integrity and within regulatory frameworks, navigating the complex world of blockchain with precision. We're dedicated to maintaining the highest standards of compliance to protect our business and users. If you're detail-oriented and have a strong understanding of regulatory landscapes, join us in safeguarding the future of digital finance.

About the Role

The Principal Officer (PO) will be responsible for the overall operations, governance and management of the Company's Broker-Dealer and Introducing Broker business in GIFT IFSC. The PO will ensure that the Company's GIFT City operations are in accordance with applicable IFSCA regulations, circulars, directions and other regulatory requirements, while maintaining an effective governance, operational and control framework.

You need to be a HODLer of these

- A professional qualification or postgraduate degree/postgraduate diploma of at least one year in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, Actuarial Science, FinTech, Science, Technology, Engineering or Mathematics; or CFA / FRM; or such other relevant qualification as may be specified by IFSCA. Provided that minimum three years of experience in the financial services market.
- Alternatively, a graduate degree in any discipline with at least three years of work experience in the financial services market, in accordance with applicable IFSCA requirements.
- Relevant experience in capital markets, securities brokerage, broker-dealer operations, trading, clearing and settlement or related regulated financial-services activities is preferred.
- Strong understanding of capital-market regulations,



brokerage operations, operational controls, governance and risk-management frameworks.
- Strong stakeholder-management capabilities, including interaction with regulators, exchanges, auditors, financial institutions and senior management.
- High standards of integrity, accountability and regulatory judgement.
- Must be based out of the IFSC, as required under applicable IFSCA regulations.
- Must complete certification course Regulatory Framework for Capital Market Intermediaries in IFSC (ICSI) as prescribed by IFSCA.

You will be mining through these tasks

- Responsible for overall governance and operational oversight of the Company's Broker-Dealer activities in GIFT IFSC and ensure compliance with applicable regulatory requirements.
- Oversee day-to-day operations, including client onboarding, order and trade execution, clearing and settlement, reconciliations and operational controls, as applicable.
- Act as a key point of contact with IFSCA, recognised stock exchanges (India INX/ NSE IX) and other relevant regulatory or market institutions, as applicable. Build rapport and maintain an excellent relationship with such institutions.
- Ensure effective implementation of the Company's AML/CFT, KYC, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), sanctions screening and transaction monitoring framework in accordance with applicable regulatory requirements.
- Ensure periodic Money Laundering and Terrorist Financing (ML/TF) risk assessments are conducted and appropriate mitigating controls are implemented across the Broker-Dealer business.
- Oversee identification, investigation and reporting of Suspicious Transaction Reports (STRs) or any other regulatory reports, as applicable, and ensure timely escalation to the relevant authorities in accordance with applicable laws.
- Ensure appropriate arrangements are maintained for the handling, segregation and protection of client funds and securities/assets, wherever applicable.
- Ensure adequate systems, infrastructure, internal controls, risk-management arrangements and business continuity measures commensurate with the nature and scale of the Broker-Dealer and Introducing Broker activities.
- Ensure that appropriate policies,



procedures and Standard Operating Procedures (SOPs) are established and effectively implemented across the Broker-Dealer's operations.
- Oversee timely completion of applicable regulatory reporting, statutory filings and disclosures through the respective responsible functions.
- Coordinate with business, product, technology, operations, finance, legal and compliance teams in relation to new products, material process changes and integrations, ensuring that new products or material business initiatives are implemented only after applicable regulatory, compliance, operational and risk requirements have been addressed.
- Provide appropriate reporting and escalation to the Board and senior management regarding material operational, regulatory and business matters.

Are you the one Our missing block

- You are knowledge-hungry when it comes to VDA and Web3, always eager to dive deeper and stay ahead in this evolving space.
- The world of Web3 and VDA excites you, fueling your curiosity and driving you to explore new opportunities within this agile landscape.
- You act like an owner, constantly striving for excellence, impact, and tangible results in everything you do.
- You embrace a We over Me mindset, growing individually while fostering the growth of those around you.
- Change is your catalyst, igniting your passion to build and innovate.
- You think outside the box, unbound by limitations or doubt, always pushing the boundaries of what's possible.

Perks That Empower You

Our benefits are designed to make a lasting impact on your life, giving you the freedom to create a work-life balance that truly suits you.

- Design Your Own Benefit: Tailor your perk package to fit your unique needs. Whether you're eyeing a new gadget or welcoming a furry friend into your life, our flexible benefits ensure that you can prioritise what matters most to you.
- Unlimited Wellness Leaves: We believe in the power of well-being. Take the time you need to recharge, knowing that your health is our priority. With unlimited wellness leaves, you can return refreshed, ready to build and grow.
- Mental Wellness Support: Your mental health is as important as your professional growth. Benefit from access to health experts, free counseling sessions, monthly wellness workshops, and regular team outings, all designed to help you stay balanced and connected.
- Bi-Weekly Learning Sessions: These sessions are more than just updates—they're opportunities to fuel your growth. Stay ahead with the latest industry knowledge, sharpen your skills, and accelerate your career in an ever-evolving landscape.

📌 Principal Officer - Compliance (Gandhinagar)
🏢 Coindcx
📍 Gandhinagar