13 Aug
|
Oaktree
|
Gujarat International Finance Tec-City
13 Aug
Oaktree
Gujarat International Finance Tec-City
Our company
Oaktree is a leader among global investment managers specializing in alternative investments, with $193 billion in assets under management as of June 30, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities. The firm has over 1,200 employees and offices in 23 cities worldwide.
We are committed to cultivating an environment that is team-oriented, curious, inclusive and honors diversity of thought. Providing training and career development opportunities and emphasizing strong support for our local communities through philanthropic initiatives are essential to our culture.
For additional information please visit our website at www.oaktreecapital.com.
Scope and responsibilities
- With support from supervisors and global team, day-to-day on the ground responsibility for compliance associated with this entity’s/regional, staff including:
- assisting in the management of Oaktree’s Code of Ethics policies and regional supplements, related training,
collection of certifications and review of reports generated;
- escalating potential exceptions;
- assisting and reviewing compliance surveillance reports;
- assisting in the issuance of violations, if warranted;
- providing regional based guidance and monitoring conflicts related to personal account trading, outside business activity, political activity, and the provision/receipt of meal, gifts and entertainment;
- assisting with personal transaction reporting and maintenance of PA Dealing records
- providing compliance training on matters relating to Code of Ethics and internal policies
- Responsible for ongoing compliance and reporting obligations associated with the entity, including:
- monitoring the compliance and operations of the International Financial Services Centres Authority (‘IFSCA’) Act, Special Economic Zone (SEZ) Act, rules and regulations, notifications, guidelines, instructions, etc., issu
📌 Senior Associate, IFSC Compliance Officer (Gujarat International Finance Tec-City)
🏢 Oaktree
📍 Gujarat International Finance Tec-City