This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ business community. Please do not contact the recruiter directly. RESPONSIBILITIES Strategy Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws Ensure that the Bank's and client's interests are covered in all instances Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are complied at all times To suggest process, change if local conditions warrant making the processes stronger To ensure that proper risk classification is done at the time of approving transactions To complete review of all relevant reports Ensure that audit rating of 'satisfactory' and above is maintained for all internal and external audits with the section Ensure completion of EOD processes within one hour of receipt of files from Exchanges To ensure that the month-end activities and regulatory reporting are done within defined timelines Ensure punctuality and discipline Ensure proper update and maintenance of collaterals Work in shifts whenever required Cross-skilling - To act as back-up Support Business and Product in new products and implementation of current processes Business Provides best in service to support to address client's queries and issues Ensures all the information transactions are processed as per the agreed deadline. Ensures all the instructions are processed well with in the market deadline. Ensures all the procedures laid down in the Departmental Operating Instructions and the Key Control Standards are adequately followed. Regulatory Reporting Ensure all Regulatory reporting are done appropriately and with-in timelines. Escalation Keep the immediate Manager advised of the regular operations as well as report extraordinary occurrences so as to enable taking of appropriate action. Processes Processing of Derivatives Transaction

📌 Assistant Manager, PCM, Securities Services 1 (Mumbai)
🏢 Standard Chartered Bank
📍 Mumbai