About CFM Ltd
CFM is an investment management and regulatory hosting platform that provides managers with market leading investment, operational and regulatory compliance services. It is part of the Capricorn Group, an international family office, which has been involved in alternative assets since 1995. For more information, please visit www.capricornfundmanagers.com
Role: Specialist - CFM Group (Capricorn Fund Managers)
This position offers an exciting opportunity to work in a dynamic and growing fund management environment. We are seeking self-starters who are quick learners and take ownership of their responsibilities with a proactive approach.
We are looking for a risk professional to focus primarily on our structured credit managers, but also other strategies as relevant. Your role is to ensure that each manager operates within their mandate, complies with AIFMD risk requirements, while maintaining a robust and independent oversight framework.
This is a governancefocused oversight role to ensure our regulatory responsibilities are met and that our managers operate within their agreed risk frameworks.
Key Responsibilities
AIFMD Risk Oversight
Ensure compliance with AIFMD Articles 15 and 16 (risk management & liquidity management).
Review daily/weekly portfolio transparency reports provided by managers.
Review monthly trustee reports in relation to CLOs
Verify adherence to:
leverage limits
liquidity management requirements
concentration risk limits
mandatespecific investment restrictions
Review and challenge managerprovided risk metrics
Maintain an independent risk oversight record for each manager.
Support preparation and signoff of AIFMD Annex IV reporting.
Mandate & Limit Compliance
Monitor compliance with constraints and caps
Identify breaches or earlywarning indicators and escalate appropriately.
Oversight Reporting
Work under guidance of the CRO and Head of Risk who is developing the framework for oversight of structured credit mana