Role Summary: Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.
B Organizational Relationships
Reports To
AVP – Compliance
Supervises
Compliance Review & Testing
C Job Dimensions
Geographic Area Covered
Pan India
Stakeholders Internal
All functions as applicable as per the reviews assigned
D Key Result Areas
Regulatory Compliance & Review / Testing
Assist In/Work On:
Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan
Regulatory Compliances: Verification of compliances in place for the current regulations implemented
Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof
Investment Compliance verification
Any other time bound assignments related to regulatory compliance monitoring.
E Skills Required
Technical
Good Knowledge of MS Office
Behavioral
Essential
Desired
Interpersonal Skills
Communication skills
Creative Thinking Skills
Supervising/Leadership skills
Teamwork Skills
Influencing skills
Relationship Building Skills
Decision making skills
F Incumbent Characteristics
Essential
Desired
Qualification
CA/ CA Finals
CS, MBA, LLB
Experience
3+ years
Experience in Internal audit, Compliance reviews and testing
Should be from Life Insurance
Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.