About this role:
Wells Fargo is seeking a Securities Operations Manager for Account Opening and Maintenance
- In this role, you will:
- Manage team of alternative investment operations managers and analysts
- Provide accountability for the development of operational strategy and may serve on line of business project teams
- Develop the operational infrastructure on financial accounting, tax reporting and client services
- Perform specific duties including accurate financial reporting of funds, sourcing of proprietary fund vendors, and ensuring operational due diligence of external investment managers
- Identify opportunities for process improvement and risk control development
- Ensure effective operational due diligence of external investment managers
- Manage administration of third party distribution of alternative investments through wealth and brokerage divisions
- Make decisions and resolve issues regarding company wide tasks that steer the company's operational direction
- Develop policies and procedures for functions with low to moderate complexity within scope of responsibility
- Collaborate and influence all levels of professionals including managers
- Lead team to achieve objectives
- Manage allocation of people and financial resources for securities operations
- Mentor and guide talent development of direct reports and assist in hiring talent
- Required Qualifications:
- 5+ years of Securities Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
- 2+ years of leadership experience
- Desired Qualifications:
- Experience in datamanagement
- Account opening and maintenance
- Job Expectations:
- Willingness to work in a shift (6.30PM IST to 3.30AM IST)
- US only: Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 63 examinations
📌 Securities Operations Manager for Account Opening and Maintenance (Serilingampalle (M))
🏢 Wells Fargo
📍 Serilingampalle (M)
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