Your role
- Do you like financial markets?- Are you good at handling and interpreting large data sets?- Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity?- Are you able to think independently and express your opinions and ideas confidently?- We are looking for a Trade Surveillance Analyst in an individual contributor role with experience in the following:
- Performing automated and manual market conduct surveillance activities across Investment Bank and Wealth Management division.
- Analyzing instances of potentially suspicious activities flagged by our systems.
- Engaging with business stakeholders on the market conduct-related escalations and other matters.
- Driving continuous process improvements and contributing to strategic projects and automation/optimization initiatives.
- Conducting information barrier trade surveillance for firm, customer,
and employee personal account dealing (PAD) Monitor the flow of material nonpublic information (MNPI) to detect potential breaches of the firm's Information Barrier Policy, restricted list, and insider trading.
- This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Your team
- Our Team's purpose is to ensure UBS continues to meet regulatory obligations regarding identifying and reporting to the relevant authorities instances of market abuse and other misconduct that adversely impacts financial markets.- As a member of the Market Conduct Surveillance Team in India you will have an prospect to:
- Learn about UBS and its clients’ trading strategies and profiles.
- Understand the regulatory framework of the exchanges and markets you will 'own'.
- Investigate events flagged by our surveillance systems.
- Get to the bottom of trading act