13 Aug
|
Wells Fargo
|
Bengaluru
13 Aug
Wells Fargo
Bengaluru
Wells Fargo India enables global talent capabilities for Wells Fargo Bank N.A. by supporting business lines and staff functions across Technology, Operations, Risk, Audit, Process Excellence, Automation, Product, Analytics, and Modeling. We operate from Hyderabad and Bengaluru.
Department Overview:
Governance and Oversight (G&O;) is responsible for managing risk and controls within the Corporate Investment Banking (CIB – Wholesale) group. This is achieved through three key pillars: Risk and Control Management, Process Reviews/Control Testing, and Compliance & Supervisory Mandates (aligned with FINRA, SEC, and CFTC requirements). The function supports business decision-making related to audits, regulations, and control assurance.
About the Role:
This role requires experience in Capital Markets (Corporate Investment Banking – CIB). The individual will be responsible for executing Governance and Oversight (G&O;) programs such as the Self-Inspection Program (SIP), compliance mandates, weekly WFS Operations metrics, monthly global risk governance,
and Information Security controls across business units.
Each G&O; pillar is led by a global owner accountable for outcomes, standards, and prioritization. Regional teams support execution, ensuring global consistency, reducing silos across regions and service lines, improving accountability, and enabling scalable governance across CIB Operation.
Responsibilities to include:
Design and execute initiatives to manage emerging and ongoing risks within a regulated workplace
Manage the global Book of Work, ensuring alignment across the US, UK, and India
Partner with the G&O; Global Lead to drive new and existing risk and control initiatives
Engage with business stakeholders, Compliance, Business Control Management, and senior leadership to resolve complex issues
Monitor governance across CIB Operations globally and support leadership with data-driven insights on risk, compliance, and controls
Organize and facilitate walkthroughs (Proc
📌 Institutional Investment Operations Manager (Bengaluru)
🏢 Wells Fargo
📍 Bengaluru