Plan and execute SOX compliance and internal audit engagements in accordance with
the annual audit plan.
- Perform process walkthroughs to understand business processes and identify key risks
and controls.
- Lead the testing of design and operating effectiveness of SOX controls across
business processes and IT-dependent controls.
- Review audit workpapers, testing documentation, and evidence to ensure quality and
compliance with audit standards.
- Identify control gaps, evaluate deficiencies, and recommend practical remediation
plans.
- Coordinate with process owners to obtain audit evidence and monitor remediation
activities until closure.
- Support the annual SOX scoping and risk assessment process.
- Assist external auditors by providing documentation and facilitating discussions
during SOX audits.
- Prepare audit reports, summarize findings, and present recommendations to
management.
- Drive continuous improvement initiatives to enhance the effectiveness and efficiency
of internal controls.
- Mentor junior auditors and review their work to ensure timely and high-quality
deliverables.
- Ensure adherence to SOX, COSO Framework, company policies, and regulatory