Review of each process executed by Loan Operations, starting with the teams in India:

Main Focus Areas are

Which Checklists are usedEOD Checks Transactional Checklists

Do these Checklists reflect the process and are they set up in an understandable way

Which KODs are in place and are these followed

Which High Risk Media Processes are in place

Which exceptional handling processes are in place and how are these documented

How is the evidence of controls documented

Hand-shake process with other teams

Documentation of the results of the above-mentioned reviews

Establishment of a Key Operating Document Framework for Trade Finance Operations

Process Review and subsequent Documentation

Which Checklists are usedEOD Checks Transactional Checklists

Do these Checklists reflect the process and are they set up in an understandable way

Which High Risk Media Processes are in place and are the controls designed in line with the policy / requirements





Which exceptional handling processes are in place and how are these documented

How is the evidence of controls documented

Hand-shake process with other teams

Support of the Definition of the Transaction Monitoring QA for Lending Ops

Coordination of the above-mentioned activities

Regular reporting on the current status of the initiatives

Regular reporting on the current status of the identified operational risks, the planned mitigation of these and the risk exposure to the group

Skills and experience

Knowledge of Lending and Trade Finance Products and Operations

Excellent analytical skills

Experience in the review of processes

Experiences within project management preferable

Understanding of Organizational Behavior Problem Solving

Experience in internal audit or bank audit

📌 Team Lead (Pune)
🏢 Kirtane & Pandit
📍 Pune