13 Aug
|
Leaf Round
|
Bengaluru
13 Aug
Leaf Round
Bengaluru
- As a SEBI-registered stockbroker, BondScanner runs on a foundation of trust client funds segregation, daily reconciliation, and clean books are not back-office hygiene, they are the licence to operate.
- You will own the finance function end-to-end for the entity: the books, the regulatory filings, the audits, the client-funds discipline, and the liquidity and capital management that keep us compliant and investor-ready as we scale.
- This is a build-and-own role reporting directly to the CEO, with a explicit path to Head of Finance as the business grows.
What you''ll own
- Controllership Books of accounts and IndAS-compliant financial statements for Sustvest Broking accurate, timely, and audit-ready.
- Statutory and tax audits, internal audits, and SEBI / exchange inspections owning preparation, response, and remediation end-to-end.
- All statutory and regulatory filings: SEBI half-yearly net worth certificates, NSE/BSE stockbroker compliance returns, GST, TDS, advance tax, and MCA filings.
- Monthly MIS and management reporting for the founders and board, with a clean,
reconciled view of revenue, costs, and profitability.
- Client funds & settlement discipline Daily and weekly reconciliation of client funds across pool and settlement accounts, ensuring complete segregation from the firm''s own funds.
- Ownership of the upstreaming of client funds to the clearing corporation and the weekly settlement / running-account settlement obligations under SEBI rules.
- Settlement reconciliations with exchanges and clearing corporations, and OBPP-specific reporting under the SEBI Master Circular for Stock Brokers.
- Zero tolerance for client-funds shortfalls you treat the weekly settlement report as a hard, penalty-bearing deadline, not an accounting nicety.
- Asset-liability & treasury management Manage the entity''s liquidity ensuring funds are available to meet settlement obligations on time, every cycle.
- Maintain net worth and regulatory capital comfortably above SEBI
📌 Finance Controller (Bengaluru)
🏢 Leaf Round
📍 Bengaluru