Role Responsibilities Manage the Compliance Legal Services Team across Pune and Bangalore with team size of approx 50 resources UM Agents and reporting to the AVP with virtual oversight over the other Centre Capable of independently leading managing the day-to-day operations of the above-mentioned LOB Process management People management Client relationship Internal stakeholder relationship management Audits Compliance Must have knowledge on US Financial Market and their associated Regulator Bodies Proactive to understand the process doing RCA putting mitigation plans in place for issues Play an integral role in continuous improvement of reporting processes Developing relationships with the business and ensuring your span adds maximum value Manage ad hoc project work of Client Point of contact for the mentioned LOBs for the Clients Internal stakeholders Manage team of diversity in terms of multiple locations languages culture etc Provide leadership guidance in building the team UM Associates Flexible to work US shift timing Qualities Required Self-driven results-oriented with a positive outlook and a clear focus on high quality and business profitA natural forward planner who critically assesses own performanceMature credible and comfortable in dealing with senior big company executives Reliable tolerant and determined Empathic communicator able to see things from the other person s point of viewWell-presented and businesslike Sufficiently mobile and flexible Keen for new experience responsibility and accountabilityAble to get on with others and be a team-player Skills required Hands on experience nuances of operations related to US Brokerage industry Capital Market concepts Experience working in compliance department of financial brokerage firm Excellent people management skills Issue resolution leading by example Excellent client facing capabilities in terms of managing escalations relationship Excellent communication Written Verbal English Networking capability Analytical Tactical Strategic forward-thinking mindset Hands on experience resource management Billable Buffer headcount Flexible to travel work between locations for business reasons Prior experience in running Process improvement Six Sigma Projects Business value adds to the client Selection Process Initial screening by HR Personal Interview by panelists Final Round with PDH About Mphasis Mphasis applies next-generation technology to help enterprises transform businesses globally Customer centricity is foundational to Mphasis and is reflected in the Mphasis Front2Back Transformation approach Front2Back uses the exponential power of cloud and cognitive to provide hyper-personalized C X2C2TM 1 digital experience to clients and their end customers Mphasis Service Transformation approach helps shrink the core through the application of digital technologies across legacy environments within an enterprise enabling businesses to stay ahead in a changing world Mphasis core reference architectures and tools speed and innovation with domain expertise and specialization are key to building strong relationships with marquee clients Equal Opportunity Employer Mphasis is an equal opportunity affirmative action employer We provide equal employment opportunities to applicants and existing associates and evaluate qualified candidates without regard to race gender national origin ancestry age color religious creed marital status genetic information sexual orientation gender identity gender expression sex including pregnancy breast feeding and related medical conditions mental or physical disability medical conditions military and veteran status or any other status or condition protected by applicable federal state or local laws governmental regulations and executive orders View the EEO in the law poster view the EEO in the law supplement To view the pay transparency nondiscrimination provision please click and to view the E-Verify posting click Mphasis is committed to providing reasonable accommodations to individuals with disabilities If you need a reasonable accommodation because of disability to search and apply for a career chance please send an email to accomodationrequest mphasis com and let us know your contact information and the nature of your request Skills PRIMARY COMPETENCY Banking And Capital Markets PRIMARY SKILL Basic Communication Comprehension Typing PRIMARY SKILL PERCENTAGE 100 About Company Mphasis is a leading IT solutions provider offering Applications Business Process Outsourcing BPO and Infrastructure services globally through a combination of technology knowhow domain and process expertise The accolades we have been garnering can be attributed to our undeterred focus in delivering quality solutions across verticals that meet the challenging requirements of our esteemed customers We have been recently felicitated by the economic times as the most distinguished digital company 2015 We have also been ranked 29 of 100 largest financial technology vendors by American Banker and BAI in the FinTech Forward Top 100 rankings

📌 Transctn Proc Asst Ops Mgr (Mangalore)
🏢 Important Group
📍 Mangalore