Job Title KYC Head - Broking A C Agarwal Share Brokers is an Indian stock broking company with 20 years of experience in the capital markets The company holds memberships of most of India s top stock exchanges and depositories including NSE BSE MCX and CDSL With a team of 250 authorized partners AC Agarwal is committed to building growth and wealth creation at a national level We are seeking a highly experienced KYC Head to lead and oversee all aspects of client onboarding KYC compliance and regulatory adherence SEBI RBI Responsibilities Oversee the KYC process and ensure compliance with regulatory requirements Ensure all clients are on-boarded within the on-boarding timelines agreed Manage and lead a team of 2-3 members Develop and implement KYC policies and procedures and conduct regular audits of KYC process and Documentation Verification of Account opening forms and supporting documents Non-Individuals Uploading UCC DP details to Exchange s Depository Non-Individuals Verify and Approve the closure requests and Account modifications Opening of Broker s Demat Account and Trading Account Proprietary Account Process knowledge and verification of Transfer cum closure in DPs Uploading Client details in the CKYC portal and CVL KRA portal as per SEBI TAT Issuing and maintaining DIS Slips Modifications Register DDPI Register Client risk profiling and updating in the Back Office Generating the various reports for Exchange SEBI inspections Be updated on the latest circulars and developments of NSE BSE MCX SEBI Coordinating with the Internal Audit Team to complete Concurrent Audit Internal Audit and Inspections Verifying all the Day-to-day activities processes related to the Compliance Team Initial Stage Maintaining various registers like STR Staff Training DIS Register POA Register Inward outward register etc To develop the ongoing KYC training plan and enhance staff knowledge of business and products Requirements The ideal candidate would have 3-5 years of relevant experience Good verbal and written communication skills Knowledge of financial products like Mutual Funds and stocks KYC Experience in Mutual Fund or stock broking operations Job Type Full time Pay 360 000 00 - 600 000 00 per year Benefits Paid time off Provident Fund Work Location In person

📌 Kyc Head - Broking (Gujarat)
🏢 Recognized
📍 Gujarat