Job Description Job Role: Unit Head-COE & Audit Strategy
n Location: Corporate Office (Sandoz House - Worli)
n Job Function: Internal Audit
n Team: Centre of Excellence & Audit Strategy
n PURPOSE OF THE JOB
n n Assist Head-COE in supervising the Internal Audit function
n Implement and monitor various central level activities for the internal audit function to ensure accurate regulatory, Audit Committee and management reporting.
n Collaborate with Regional/Zonal audit heads including internal and external stakeholders to ensure high-quality audit function.
n Value additions by suggesting areas of development / improvement / automation.
n n KEY RESPONSIBILITIES
n n Audit Committee reporting:
n Preparation / review of notes to the Board and Audit committee along with presentation under guidance of Head-COE
n Liaison with Secretarial for submission of notes to the Board and Audit Committee
n n n Planning and Budgeting:
n Conduct Risk Assessment across Businesses (for the purpose of Audit planning) by collaborating with audit Reginal/Zonal heads and external stakeholders, as required
n Review of manpower budgeting and risk categorization of branches / units on an annual basis and suggest areas of development / improvement, if any
n Review of Audit Policy / Audit Plan / Audit Manual as per frequency
n Review of quarterly agile risk assessment
n Assist GH in review of promotions and appraisals during the year
n n n Regulatory submissions:
n Liaison with Compliance for RBI Inspection indent/ Statutory auditor/ RBI Inspection indent/ US GAAP auditor indent/ External review indent collation & reporting etc.




n Timely and accurate submission of information to statutory auditors /RBI inspectors/SOX auditors, including liaising the auditors under guidance from Head-COE
n Collate data for RBS Tranches, RBI inspections, external auditors, and other regulatory submissions.
n Monitoring Certifications by GH – IAD and ensuring timely submission
n n n Monitoring:
n Monitoring Audit Plan vs Actual (Audit lifecycle monitoring)
n Review and monitoring of Open audit observations
n Ensuring the preparation/review and monitoring the quarterly audit calendar and annual audit plan/manual via Servicenow system
n n n Collaborative activities:
n Effective and timely collaboration with internal and external stakeholders for regulatory and management reporting
n Build a robust and effective team by providing necessary training and create bench strength
n Keeping abreast of industry standards and regulatory guidelines / regulation and dissemination within the team
n Ensure system implementation and timely change management
n n Educational Qualifications
n n Graduate/MBA
n n Key Skills
n n An analytical bent of mind, meticulous, detailed research-oriented approach for root-cause analysis of the problems/issues identified
n A problem-solving approach to add value/guidance/support to business/functions to bring operational efficiency/maximize resource utilization
n Excellent command on MS office especially Advanced MS Excel and Power Point
n Knowledge of related areas of operations/RBI guidelines on banking operations would be preferred
n n Experience Required
n n 10-15 years' experience in related field
n n Major Stakeholders
n n Staff of various departments including staffs within the department
n

📌 Unit Head-COE & Audit Strategy (Raigarh)
🏢 HDFC Bank
📍 Raigarh