Job Description:
Location: Kolkata
Experience: 3+ years
Compensation: CTC (Gross, inclusive of PF & yearly one take-home salary as a bonus)
Bond: 2yrs
Mode of Interview: Face-to-Face (F2F) only
Key Requirements:
✅ Experience: Minimum 3+ years in compliance roles within the stock broking industry
Qualification: Commerce Graduate (CS not mandatory)
Expertise: SEBI regulations, Exchange compliance (NSE/BSE), and stock broking compliance frameworks
Key Responsibilities:
- Ensuring adherence to SEBI, NSE, BSE, and other regulatory guidelines
- Handling regulatory reporting, audits, and inspections
- Monitoring compliance frameworks, risk assessment, and internal policy adherence
- Coordinating with exchanges, depositories, and regulators on compliance matters
- Keeping updated with stock broking regulations and implementing necessary changes
Ideal Candidate:
- 3+ years of stock broking compliance experience
- Robust knowledge of SEBI, NSE, and BSE regulations
- Ability to handle audits, regulatory reporting, and compliance policies
- Strong analytical and communication skills
📌 Job opportunity for Compliance Executive for leading financial services company-Kolkata
🏢 RECEX
📍 Kolkata