Job Description:

Responsibilities:
We’re looking for stock Operations who oversee the day-to-day operations of our company.
Execution and Managing Funds Operations Team (Broking) for daily BAU activities, i.e.

Client and Exchange level Funds Payin/Payout
Client’s Deposit and Withdrawals reconciliation on transaction level
Client’s Allocation process on omnibus and direct carrying module
Accounting of Entries
Onboarding and client account support
Exchange/Client level reporting, i.e.
Enhanced Risk Based Supervision
Client’s Cash and Cash Equivalent
Bank level cash balance
Client’s Segregation
Client’s shortage allocation
Client’s Margin reporting (EQ/FO)

Banks and General Ledger Reconciliations
Trial Balance preparation and scrutiny
Trade order management- handling and reconciliation
Corporate actions handling
Communications with Exchange/Clients/Auditors/Inter-connected Teams
Process Optimization/Automation
Preparation of Process SOPs/Checklists/Flows
Submitting Audits/Inspections data requirements




KYC management and compliance verification
Futures and Options handling (margins/executions) and reporting
Oversee the implementation of systems to measure the performance of the individual team’s members against budget and pre set performance measurement criteria
Ensure that the appropriate personnel are in place to deliver the short and long terms goals set for the Brokerage Operations Team and provide direction, coaching, training
and motivation to these staff.
Ensure that all CMA compliance requirements relating to KYC, Client money and AML are met at all times.

Specialized job competencies:
Manage day-to-day operations of all products and maintain effective organizational relationships
Skilled in handling Mutual funds, Equities, fixed income, etc.
Lead the Operations team in the implementation of the recent Brokerage systems.
Lead the team in providing comprehensive operations support to the whole Brokerage Division incl

📌 Hiring Stock Operations Executive For A Leading Fintech Company Gandhinagar
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📍 Gandhinagar