Job Summary

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring.

We are looking for bright, cutting-edge individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a fast-paced workplace.

At Kroll, your work will help deliver clarity to our clientsmost complex governance, risk, and transparency challenges.

Responsibilities
Closely coordinate with the Financial Services Compliance Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
Work closely with external vendors to troubleshoot and escalate critical systems issues.




Actively monitor and report on potential electronic communication compliance violations
Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
Experience in advising hedge funds and private equity funds is a plus.

Requirements
Bachelors or masters degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
Proven six (6) months 3 years of work experience in a compliance role.
Ability to work on own initiative and as part of a team.
Client facing, solutions focused skills and passionate to work extensively on data management.
Clear, logical thought processes, ability to make decisions and articulate these clearly.
Strong English oral and written communication skills
Time management skills and ability to work within deadlines.
Solution-driven and problem-solving attitude
Legal or audit background would be helpful.

📌 Analyst, Compliance Consulting Mumbai
🏢 Kroll
📍 Mumbai