Plan and execute SOX compliance and internal audit engagements in accordance with
the annual audit plan.
Perform process walkthroughs to understand business processes and identify key risks
and controls.
Lead the testing of design and operating effectiveness of SOX controls across
business processes and IT-dependent controls.
Review audit workpapers, testing documentation, and evidence to ensure quality and
compliance with audit standards.
Identify control gaps, evaluate deficiencies, and recommend practical remediation
plans.
Coordinate with process owners to obtain audit evidence and monitor remediation
activities until closure.
Support the annual SOX scoping and risk assessment process.
Assist external auditors by providing documentation and facilitating discussions
during SOX audits.
Prepare audit reports, summarize findings, and present recommendations to
management.
Drive continuous improvement initiatives to enhance the effectiveness and efficiency
of internal controls.
Mentor junior auditors and review their work to ensure timely and high-quality
deliverables.
Ensure adherence to SOX, COSO Framework, company policies, and regulatory