Key Responsibilities

- Preparation and timely submission of regulatory filings, reports, returns, and other documents to Exchanges and Depositories.

- Handle investor grievances and ensure timely resolution as per regulatory guidelines.

- Coordinate and assist in Concurrent Audits, Internal Audits, Regulatory Inspections, and Exchange/Depository audits.

- Ensure compliance with SEBI Regulations, SCRA, Exchange Bye-laws, Rules, Circulars, and Depository guidelines applicable to the organization.

- Liaise with NSE, BSE, MCX, CDSL, and other regulatory bodies for routine compliance matters.

- Coordinate with back-office vendors and internal teams for compliance-related activities.

- Review, update, and maintain internal policies, SOPs, forms, and compliance documentation.

- Draft regulatory responses, compliance reports, internal communications, and audit submissions.

- Monitor regulatory circulars and implement necessary changes in processes and documentation.





Eligibility Criteria

- Semi-Qualified Company Secretary (CS) with 21 months of Articleship Training completed.

- Working knowledge of SEBI, NSE, BSE, MCX, and CDSL regulations.

- Strong drafting, documentation, and analytical skills.

- Positive communication and interpersonal skills.

- Ability to work independently and manage multiple deadlines.

- High attention to detail and accuracy.

Preferred Skills

- Experience in stock broking or depository participant compliance functions.

- Familiarity with AML, KYC, PMLA, Investor Grievance Handling, and Audit Coordination.

- Exposure to exchange and depository inspections and regulatory reporting.

Preferred: Male candidate based in Bangalore.

Interested candidates: Please call (phone hidden) for more details or to apply

📌 Company Secretary - Semi qualified (Bengaluru)
🏢 Tradejini Financial Services
📍 Bengaluru