Role

CHIEF REGULATORY OFFICER & COMPLIANCE OFFICER (CRO & CO)

Location

Mumbai

Qualification Profile

CA / CS / LLB / MBA / Postgraduate in Finance, Economics or related discipline

Experience

20+ years of relevant experience in Capital Markets, including significant experience in senior regulatory leadership roles, preferably with a Stock Exchange, Clearing Corporation, Depository or other SEBI-regulated entity

Job Responsibilities

- – CHIEF REGULATORY OFFICER & COMPLIANCE OFFICER (CRO & CO)

- About MSE

- Metropolitan Stock Exchange of India (MSE) is a SEBI-recognized stock exchange dedicated to fostering a transparent, productive, and technology driven marketplace. It provides a well-regulated platform for trading across multiple asset classes, including equities, derivatives, currency, debt instruments. With a strong emphasis on innovation and investor protection, MSE offers a seamless trading experience to its market participants and investors. ~~- Role Summary :

- MSE invites applications from accomplished regulatory professionals for the position of Chief Regulatory Officer and Compliance Officer (CRO & CO). The CRO & CO will provide strategic leadership to the Exchange's regulatory function and be accountable for ensuring regulatory integrity, effective governance and compliance with SEBI Regulations, SECC Regulations, Exchange Bye-laws, Rules and other applicable regulatory requirements. This role will be based out of Mumbai and will report to MD and CEO. ~~- Detailed :

- Lead and define the regulatory vision, strategy, policies and governance framework of the Exchange.



~~ - Serve as the principal regulatory interface with SEBI, the Board of Directors and other statutory/regulatory authorities. ~~ - Ensure Exchange-wide compliance with applicable SEBI Regulations, SECC Regulations, Exchange Bye-laws, Rules, Circulars and applicable laws. ~~ - Provide strategic oversight of all regulatory departments including Surveillance & Investigation, Compliance & Internal Control, Membership & Inspection, Listing and Investor Services. ~~ - Lead regulatory inspections, audits and reviews and guide significant regulatory and disciplinary matters. ~~ - Provide regulatory inputs on new products, rule-making and strategic business initiatives of the Exchange. ~~ - Oversee regulatory risk management and ensure timely implementation of regulatory directives and policy changes. ~~ - Present key regulatory matters and updates to the Board and relevant Committees. ~~ - Represent the Exchange before SEBI, regulatory authorities, industry bodies and other relevant forums. ~~ - Ensure independence, integrity and effectiveness of the Exchange's regulatory framework and foster a strong culture of regulatory compliance and investor protection. ~~- Candidate Profile:





- The candidate should not be more than 55 years of age as on 1st June 2026. ~~ - Strong understanding of SEBI Regulations, SECC Regulations, Exchange Operations, regulatory governance, compliance, surveillance, inspections and risk management. ~~ - Proven leadership capabilities with excellent stakeholder management, communication and Board-level presentation skills. ~~ - Candidate should meet the applicable SEBI eligibility criteria for Key Managerial Personnel (KMP). ~~ - Strong regulatory and strategic leadership; High standards of integrity, independence and professional ethics. ~~ - Strong understanding of the securities market and regulatory ecosystem. ~~ - Excellent stakeholder and regulatory authority management skills. ~~ - Ability to lead multidisciplinary regulatory departments and drive effective governance. ~~- Eligibility & Regulatory Requirements:

- The appointment shall be subject to the candidate fulfilling the eligibility, fit and proper criteria and other requirements as stipulated under the applicable SEBI Regulations, the Companies Act, 2013, and all other applicable statutory and regulatory provisions, as amended from time to time.~~- Application Process:

- Interested and eligible candidates may submit their detailed CV along with a covering letter, mentioning the position applied for in the subject line - Application for Chief Regulatory Officer and Compliance Officer (CRO & CO), at Email ID- [email protected]. ~~- Compensation:

- Commensurate with experience and industry standards. ~~

📌 CHIEF REGULATORY OFFICER & COMPLIANCE OFFICER (CRO & CO) (Mumbai)
🏢 Metropolitan Stock Exchange of India
📍 Mumbai