We are a stock broking firm committed to delivering seamless, compliant, and client-centric trading and investment services. We are looking for a detail-oriented and process-driven Account Opening Executive to join our KYC department.

In this role, you will be responsible for end-to-end client account opening, document verification, KYC compliance, and ensuring all regulatory requirements (SEBI, Exchange, Depository, and internal policies) are met accurately and within defined turnaround times.

Key Responsibilities

- Process new client account opening requests (Individual, HUF, Corporate, NRI, etc.) across equity, commodity, currency, and mutual fund segments.
- Collect, scrutinize, and verify KYC documents (PAN, Aadhaar, bank proof, address proof, income proof, photograph, signature, etc.) as per SEBI and exchange guidelines.
- Perform name matching, address verification, signature verification, and document authenticity checks.
- Coordinate with clients, relationship managers, and branch teams for missing or incorrect documents and ensure timely closure of queries.
- Upload and process applications on the depository (NSDL/CDSL), exchange, and internal systems; generate client codes and activate trading & demat accounts.
- Ensure 100% compliance with KYC norms, PMLA guidelines, and risk categorization of clients.
- Maintain accurate records, update client master data, and handle modifications (address, bank, nominee, email, mobile, etc.).
- Resolve account opening related escalations and support audit/compliance queries.
- Meet daily/weekly productivity and quality targets while maintaining zero critical errors.
- Stay updated on regulatory circulars related to KYC, account opening, and client onboarding.
- Assist in periodic KYC reviews, re-KYC, and dormant account reactivation processes as required.

Required Qualifications & Skills




- Graduate in any discipline (preferably Commerce, Business Administration, or related fields).
- 1–3 years of experience in account opening / KYC / client onboarding in a stock broking firm, bank, NBFC, or financial services company.
- Strong working knowledge of SEBI KYC regulations, PMLA, depository processes (NSDL/CDSL), and exchange requirements.
- Hands-on experience with account opening portals, CRM systems, and document management tools.
- Excellent attention to detail, high accuracy in data entry, and strong documentation skills.
- Good communication skills (verbal and written) for effective client and internal coordination.
- Ability to work under pressure, manage high volumes, and meet strict turnaround times.
- Basic computer proficiency (MS Office, email, web-based applications).
- Integrity, confidentiality, and a strong compliance mindset.

Preferred Qualifications
- Prior experience in equity broking / depository participant operations.
- Knowledge of e-KYC, Aadhaar-based authentication, video KYC, or digital account opening processes.
- Certification or training in KYC/AML (desirable but not mandatory).

What We Offer
- Competitive salary aligned with industry standards and performance.
- Prospect to work in a regulated, process-driven environment with clear career growth paths in operations and compliance.
- Exposure to end-to-end client onboarding and regulatory frameworks.
- Supportive team culture focused on quality, compliance, and continuous improvement.

How to Apply Interested candidates who meet the above criteria are requested to share their updated resume with the subject line “Application – Account Opening Executive – KYC” to [email protected]

We are an equal opportunity employer and value diversity. Only shortlisted candidates will be contacted.

Pay: ₹13,000.00 - ₹16,000.00 per month

Work Location: In person

📌 Account Opening Executive – KYC Department (Lajpat Nagar)
🏢 Standard Securities u0026 Investment Intermediates
📍 Lajpat Nagar