Job Title: Assistant Manager

Department: FSS

About Business line/Function: Regulatory Reporting

Position Purpose

The US Financial & Regulatory Reporting Team is responsible for the production of financial and regulatory reports and information required to ensure compliance to regulatory expectations as well as other internal monitoring requirements. The Local Regulatory Reporting team is under expansion and going through different projects of on-boarding new processes along-with implementing changes in accordance to current BNP accounting and reporting system (OFS).

Responsibilities

Direct Responsibilities

Support the production for the Broker Dealer entity regulatory reporting;
Reports in scope include, but not limited to: 15c3-1, 15c3-3, 15a6 and Focus report
Process improvements such as automation, standardization and remediation efforts for the Securities corporation entity
Enhance the control framework relating to regulatory reporting;





Assist with the Sec corp regulatory reporting managers to maintain and enhance the BAU production process and control framework around the Bank Regulatory Reporting processes

Identify, escalate and remediate data quality issues
Knowledge of the entity’s current regulatory reporting tools, general ledgers, offered products and its related activities.

Technical & Behavioral Competencies

Specific Qualifications

Chartered Accountant/MBA with exposure in accounting of banking products/activity and on US GAAP
Knowledge of financial reporting processes in Banking and Capital Market industry
Knowledge of Corporate and Investment Banking (CIB) activities and products
Good communication (oral and written), organisation and documentation skills.
Knowledge of Axiom or other financial or regulatory reporting tools preferred

Technical Skills

Skills Referential (Required knowledge, skills and abilities)

Ability to adapt to changes
Capability to work and interact with various people of different expertise and level.
Client focus
Stake

📌 Assistant Manager (Mumbai)
🏢 BNP Paribas
📍 Mumbai