KEY RESPONSIBILITIES
Trade settlement and post-trade operations
Own the end-to-end settlement cycle for institutional equity and F&O; trades across all client segments
Manage daily coordination with local custodians on allocations, confirmations, funding and settlement instructions
Ensure timely dissemination of trade confirmations and electronic contract notes through the Straight Through Processing
setting, working with STP providers including NSDL, NSE.IT and Omgeo / DTCC CTM
Oversee trade matching, affirmation and exception management;
drive down fail rates, unmatched trades and late
confirmations
Manage obligations to exchanges and clearing corporations – pay-in and pay-out, margin reporting, early pay-in
Oversee corporate action processing and entitlement handling for institutional client positions
Mid-office and dealing desk support
Lead the mid-office function supporting the dealing desk, sales traders and dealers on trade queries, allocations, brokerage
computation and position reconciliation





Act as the escalation point for time-sensitive intraday issues where delay creates settlement or client risk
Own daily reconciliation of positions, obligations, brokerage and client balances
Ensure accurate brokerage billing and revenue recognition, including soft-dollar and CSA arrangements where applicable
Institutional client onboarding and KYC
Own account opening across FPI / FII, FDI, DII, AIF, mutual fund, insurance and corporate treasury segments
Manage KYC, re-KYC and periodic review requirements, including documentation from global entities across multiple
jurisdictions
Coordinate with compliance, legal and custodians on account structures, PAN and demat linkages, CP codes, UCC registration
and exchange uploads
Keep onboarding turnaround competitive – slow onboarding costs the desk business directly
Regulatory, compliance and controls
Maintain command of SEBI regulations, FPI regulations, exchange and depository circulars, PMLA and KYC norms
Maintain worki

📌 Vp Operations Institutional Broking (Surat)
🏢 Intellectual Capital HR Consulting
📍 Surat