15 Aug
|
Millennium
|
Bengaluru
15 Aug
Millennium
Bengaluru
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team
Compliance at Millennium is not a single team but a broader function spanning several specialized groups (Trading Compliance, Compliance Technology, Data Compliance, Regional Compliance) that together manage risk, data governance, regulatory reporting, and employee-facing compliance processes.
What You'll Do
General electronic communications and trading surveillance reviews,
including focus on potential insider trading and market manipulation.
Monitor daily surveillance reports using exception reports and other tools.
Review surveillance alerts, conduct analysis and escalate findings as needed.
Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
Interact with the business and compliance teams on a daily basis to provide advice and guidance to firm personnel on compliance matters.
Assist with regulatory examinations, inquiries, investigations and projects, as necessary. Draft and amend compliance related policies and procedures.
Monitor regulatory changes, updates and industry-wide compliance initiatives.
Undertake and lead special compliance related projects involving various inter-department stakeholders.
What You Bring
Bachelor’s degree in finance, Economics or a related field is preferred, with a solid academic record.
3+ years of experience; prior surveillance
📌 Trade Surveillance Analyst (Bengaluru)
🏢 Millennium
📍 Bengaluru