Purpose of Role:
Street Global Advisors' Operations department, the Regulatory Reporting Team mission is to provide knowledgeable and professional operational service, through collaboration and explicit thinking. The team plays a critical role in ensuring the company is compliant with regulatory requirements and industry standards. The primary purpose of the role is to monitor, analyze and report transactions to the concerned regulators or Trade repositories, ensure timely resolution and escalation on breaks and exceptions, staying updated on regulatory changes:
The RRCOE – Regulatory reporting Centre of Excellence Team performs various regulatory BAU activities such as EMIR, ASIC, SFTR, MIFID Disclose to the Irish and UK Takeover Panel In conjunction to Rule 8.3. Monitor Swiss Takeover Board for any changes in Companies or securities. To satisfy the requirements of ORSE (Office of Regulatory Strategy and Execution) aggregate the data from SSGA business functions, review such data for accuracy,



completeness and submitting this to the Volcker Office in accordance with the format and procedures they have promulgated.
Individual Responsibilities & Tasks Include:
Adhere to completing assigned tasks in an accurate and timely manner within the stated Service Level Expectations.
Involves reporting key management regulatory performance indicators, providing stakeholder support and identifying/implementing enhancements
Perform detailed data validation work prior to reporting data to regulator. Work to resolve data quality issues
Ensure adherence to controls and operating procedures within the team.
Partner with internal stakeholders and clients, subject matter experts for ensuring requirements are understood accurately and focus on delivery
Resolve directly or in partnership with subject matter experts any issues relating to set-ups or escalate in a timely manner to immediate supervisors.
Partner with manager to work on development goals, attend trainings and workshops to devel

📌 Apprentice (Bengaluru)
🏢 State Street
📍 Bengaluru