About this role
The Analyst, Employee Compliance, supports the administration and monitoring of the firm's Employee Compliance Program. This role is responsible for overseeing employee adherence to personal trading, account disclosures, Gifts & Entertainment (G&E;), Outside Business Activities (OBA), certifications, and related compliance requirements. The Analyst will partner with employees, Compliance, Legal, HR, and external stakeholders to ensure regulatory obligations and internal policies are met while delivering a best-in-class employee experience.
Key Responsibilities
Personal Trading & Account Monitoring
Review employee brokerage and investment account disclosures.
Assess accounts for appropriate classification, monitoring requirements, and policy applicability.
Monitor personal trading activities and investigate potential policy violations.
Review account statements, trade confirmations, pre-clearance activities, and supporting documentation.
Conduct outreach with employees and brokers to obtain information and remediate compliance gaps.
Our benefits





To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.
Our hybrid work model
BlackRock’s hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person – aligned with our commitment to performance and innovation. As a current joiner, you can count o

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