KMBL – RA Ops : Process & Control

Location: Mumbai |

Job role

* Ensuring regulatory compliance on existing process across Retail Operations
* Monitoring reconciliation of GLs & Office accounts and have required control
checks to identify exceptions & irregularities, if any
* Defining and documenting the various operational requirements and review
set-up / implementation
* Responsible for documenting every possible areas of risk, ensuring issues /
gaps are identified, tracked, reported and resolved / fixed in a timely
manner
* Coordinating with various teams, team leads & departments heads, in order to
set-up / strength process & products
* Thread-bear processes and set-up controls & checks, so as to ensure that
there are no breach in compliance
* Support in responding to various requirements from the regulators with regard
to Operational activities,



post validating the correctness / accuracy of data
* Conduct audit checks within ops team, if in line with regulations and able to
support/guide in fixing gaps
* Co-ordinate with audit team for smooth audit functioning of Operation
activities. Closure of audit points within the defined timelines and fix
controls for non-occurrence

Job requirements

* Capability to quickly understand systems & nuances of the systems in
operational activities
* Understanding of Retail Asset products & regulations
* Ability to foresee risk and areas of slippages in processes & activities
* Solid in numbers, reconciliation & in preparation of different types of
reports & MIS
* Ability to co-ordinate and collaborate
* Agility in execution

📌 Operations Team Member (Mumbai)
🏢 Kotak
📍 Mumbai