In this role, you’ll make an impact in the following ways:
The role within the Risk and Compliance Assurance Testing (RCAT) function is responsible for leading an independent technology control testing activities across technology processes, systems, and control environments. The role supports the design, execution, and continuous enhancement of the RCAT testing framework to ensure testing is risk-based, and conducted in accordance with established policies, standards, and methodologies.
- Lead and execute independent testing of technology controls, including control design assessment, operating effectiveness testing, evidence review, and documentation of results.
- Support the maintenance and enhancement of testing methodologies, procedures, and standards, and recommend improvements to testing processes, controls, and governance practices as needed.
- Identify control deficiencies, thematic issues, and areas of heightened risk, and provide effective challenge on remediation plans, root causes, and control improvements.
- Ensure testing workpapers, supporting documentation,



and reporting outputs meet quality standards, framework requirements, and established timelines.
- Support governance and reporting processes by contributing to internal RCAT meetings, stakeholder forums, and committees, including preparation of testing results, issue themes, and management information.
- Partner with technology, business, risk, compliance, and audit stakeholders to promote transparency, coordination, and consistency in control testing and issue management activities.
- Provide guidance and support to team members on testing methodology, documentation standards, and technology risk and control expectations.
- Engage with Internal Audit and other independent risk and control functions to help streamline coverage, coordinate activities where appropriate, and communicate the status of issues, validation results, and control outcomes.

To be successful in this role, we’re seeking the

📌 Senior Vice President, Compliance (Pune)
🏢 BnY
📍 Pune